-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SAdwsxcdiwPliTDdN86qUqAVrPccb5YbbpI/cvO4XATzn4p8iW4lC8JT8oj6PVYr qtFLPzuWVddW2dwJg0r3JQ== 0000950134-99-010803.txt : 19991210 0000950134-99-010803.hdr.sgml : 19991210 ACCESSION NUMBER: 0000950134-99-010803 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON HEALTH CORP /DE/ CENTRAL INDEX KEY: 0000935007 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 752293354 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45243 FILM NUMBER: 99771579 BUSINESS ADDRESS: STREET 1: 1500 WATERS RIDGE DR STREET 2: STE 320 CITY: LEWISVILLE STATE: TX ZIP: 75057 BUSINESS PHONE: 9724208200 MAIL ADDRESS: STREET 1: 1500 WATERS RIDGE DR CITY: LEWISVILLE STATE: TX ZIP: 75057 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON MENTAL HEALTH MANAGEMENT INC DATE OF NAME CHANGE: 19950106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCATEE JAMES W CENTRAL INDEX KEY: 0001007898 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1500 WATERS RIDGE DRIVE CITY: LEWISVILLE STATE: TX ZIP: 75057-6011 BUSINESS PHONE: 9724208200 MAIL ADDRESS: STREET 1: HORIZON MENTAL HEALTH MANAGEMENT INC STREET 2: 1500 WATERS RIDGE DRIVE CITY: LEWISVILLE STATE: TX ZIP: 7507-6011 SC 13G 1 SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 HORIZON HEALTH CORPORATION (Name of Issuer) COMMON STOCK, $.01 PAR VALUE (Title of Class of Securities) 44041 Y 10 4 (CUSIP Number) DAVID K. MEYERCORD, ESQ. STRASBURGER & PRICE, L.L.P. 901 MAIN STREET, SUITE 4300 DALLAS, TEXAS 75202 (214) 651-4300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) NOVEMBER 19, 1999 (Date of Event which Requires Filing of this Statement) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G CUSIP NO. 44041 Y 10 4 -------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS James W. McAtee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 404,954 -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- -------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 404,954 -------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 404,954 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *See Instructions Page 2 of 4 3 ITEM 1(a). NAME OF ISSUER: Horizon Health Corporation ITEM 1(a). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1500 Waters Ridge Drive Lewisville, Texas 75057-6011 ITEM 2(a). NAME OF PERSON FILING: James W. McAtee ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 1500 Waters Ridge Drive Lewisville, Texas 75057-6011 ITEM 2(c). CITIZENSHIP: United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value ITEM 2(e). CUSIP NO.: 44041 Y 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable, this Schedule 13G is filed pursuant to Rule 13d-1(c). ITEM 4. OWNERSHIP: (a) Amount Beneficially Owned: See Item (9) of Cover Page. The number of shares beneficially owned by James W. McAtee includes (a) 52,601 shares owned directly, (b) 19,998 shares of Common Stock held in trust for the benefit of Mr. McAtee's children, (c) 7,089 shares of Common Stock held in a 401(k) Plan account and (d) 325,266 shares of Common Stock subject to vested and immediately exercisable stock options. Page 3 of 4 4 (b) Percent of class: See Item (11) of Cover Page (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: see Item (5) of Cover Page (ii) shared power to vote or to direct the vote: see Item (6) of Cover Page (iii) sole power to dispose or to direct the disposition of: see Item (7) of Cover Page (iv) shared power to dispose or to direct the disposition of: see Item (8) of Cover Page ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10. CERTIFICATION: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date 12/8/99 /s/ James W. McAtee --------------------------- ---------------------------- Signature James W. McAtee ---------------------------- Name/Title Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----